Friday, June 10, 2011

Recent NS Review Report - Freedom of Information & Protection of Privacy Review Office

On June 1, 2011, Nova Scotia Freedom of Information and Protection of Privacy Review Officer, Dulcie McCallum released the following Review

Report   The full Report can be found on our website at http://www.foipop.ns.ca/rep_recent.html  

 

FI-10-41/FI-10-85/FI-10-86/FI-10-87

 

Report Release Date: June 1, 2011

 

Public Body: Transportation and Infrastructure Renewal

 

Primary Issues: Whether the Department of Transportation and Infrastructure Renewal ["Transportation"] appropriately applied the Freedom of Information and Protection of Privacy Act ["Act"] and, in

particular:

1. Whether the public interest provision overrides all of the other

exemption(s) claimed by Transportation.

2. Whether Transportation has caused inordinate delay. Whether the adequacy of the search for the Record has contributed to the delay.

Whether Transportation's failure to meet its statutory duty to assist has contributed to the delay.

3. Whether "not responsive" can be used as an exemption.

 

Secondary Issues: The following are issues that arose during the Review process but which the Review Officer did not need to make Findings and Recommendations in order to dispose of the Review:

1. If the information that withheld under s. 12 of the Act were to be disclosed, whether the conduct of intergovernmental relations between the Government of Nova Scotia and a municipal unit would be harmed.

2. Whether the information withheld under s. 14 of the Act fits the definition of advice or recommendations.

3. If the information withheld under s. 17 of the Act were to be disclosed, whether the government would suffer financial or economic harm.

4. Whether the information withheld under s. 20 of the Act fits the definition of personal information. Whether the disclosure would be an unreasonable invasion of privacy. Whether s. 20(4) of the Act applies.

5. Whether the three-part test applies to the information withheld under s. 21 of the Act.

6. Where it has been determined that a discretionary exemption applies, whether Transportation has properly exercised its discretion to apply it.

 

Record at Issue: Pursuant to s. 38 of the Act, Transportation has provided the Freedom of Information and Protection of Privacy ["FOIPOP"] Review Office with a copy of the complete Record, including the information withheld from the Applicant. At no time are the contents of the Record disclosed or the Record itself released to the Applicant by the FOIPOP Review Officer or her delegated staff.

The Record consists of a number of document types including letters, emails, meeting minutes, handwritten notes and memorandums. The Applicant has chosen to focus on "key documents".

 

Summary: An Applicant made multiple Applications for Access to a Record on behalf of a Residents' Group referred to as Protect the Bay. The multiple Requests for Review of the Transportation's decisions to withhold a significant portion of the Records were consolidated into one Review, as the Applications for Access to a Record were the same but for various consecutive time periods. Transportation withheld a large portion of the Record relying on many exemptions and a "not responsive" designation. The Review Officer found that the public interest override was paramount and that it should be applied in this case to release the remainder of the Record except for third party personal information.

 

Findings: The Review Officer made the following Findings:

1. I agree with Transportation's decision to waive the fees based on public interest.

2. I find that the public interest in s. 31 of the Act is paramount and applies to the entire Record except for personal information of third parties.

3. I find that Transportation caused inordinate delay in this Review.

4. I find that the back and forth trying to pin down the exact parameters and content of the Record contributed to the delay.

5. I find that Transportation essentially ignored my decision to expedite the Review and caused delay by choosing to exceed the time allotments given to public bodies.

6. I find the resulting delays were unnecessary and inappropriate.

7. I find that "not responsive" cannot be used as if it were an exemption to withhold information that does not fit within any of the exemptions simply because the public body does not want to release it.

8. I find there are strings of emails identified as "not responsive" but clearly do not fit this description.

9. I find that Transportation's use of "not responsive" is wholly inappropriate and not permitted under the Nova Scotia legislation.

Citizens have a right to access a Record.

10. I find that "not responsive" has been used by Transportation to shelter access to parts of the Record that are in fact responsive and do not fall under any exemption claimed.

 

Recommendations: The Review Officer made the following Recommendations to Transportation:

1. Disclose the remainder of the Record, the portion previously withheld under a number of exemptions, with only third party personal information severed, because disclosure is clearly in the public interest. This would include any portion that relates to other projects as it has been identified as part of the responsive Record by Transportation.

2. In future Reviews, Transportation should make every effort to comply with any term or condition imposed by the Review Officer including the condition to expedite a Review.

 

Key Words: accurate, burden, complete, confidential, consent, delay, discombobulating, discretion, duty to assist, environment, expedited, fees, financial harm, limited and specific, justice delayed, justice denied, onus, open, nonsensical, not responsive, open-house, override, paramount, personal information, public interest, public meeting, third parties, waiver.

 

Statutes Considered: Freedom of Information and Protection of Privacy Act, ss. 2, 5(2), 7, 31, 38.

Case Authorities Cited: NS Review Reports FI-02-20, FI-08-107, FI-00-29, FI-07-58, FI-07-60, FI-07-72, FI-06-71(M), FI-07-59, FI-10-49/FI-10-51, Grant v. Torstar Corp., 2009 SCC 61, Ontario (Public Safety and Security) v. Criminal Lawyers' Association, 2010 SCC 23.

 

Cheers,

 

Mary Kennedy

Intake/Administration

Freedom of Information & Protection of Privacy Review Office

Tel: (902) 424-4684

Fax: (902) 424-8303

Web: www.foipop.ns.ca

 

 

 

Wednesday, June 08, 2011

The Promise and Perils of Open Government

If the Prime Minister Wants Accountable Healthcare, let’s make it Transparen...

 
 

Sent to you by Greg via Google Reader:

 
 

via eaves.ca by David Eaves on 6/8/11

Over at the Beyond the Commons blog Aaron Wherry has a series of quotes from recent speeches on healthcare by Canadian Prime Minister Stephen Harper in which the one constant keyword is... accountability.

Who can blame him?

Take everyone promising to limit growth to a still unsustainable 6% (gulp) and throw in some dubiously costly projects ($1 billion spent on e-health records in Ontario when an open source solution - VistA - could likely have been implemented at a fraction of the cost) and the obvious question is... what is the country going to do about healthcare costs?

I don't want to claim that open data can solve the problem. It can't. There isn't going to be a single solution. But I think it could help spread best practices, improve customer choice and service as well as possibly yield other potential benefits.

Anyone who's been around me for the last month knows about my restaurant inspection open data example (which could also yield healthcare savings) but I think we can go bigger. A Federal Government that is serious about accountability in Healthcare needs to build a system where that accountability isn't just between the provinces and the feds, it needs to be between the Healthcare system and its users; us.

Since the feds usually attach several provisions to their healthcare dollars, the one I'd like to see is an open data provision. One where provinces, and hospitals are required to track and make open a whole set of performance data, in machine readable formats, in a common national standard, that anyone in Canada (or around the world) can download and access.

Some of the data I'd love to see mandated to be tracked and shared, includes:

  • Emergency Room wait times - in real time.
  • Wait times, by hospital, for a variety of operations
  • All budget data, down to the hospital or even unit level, let's allow the public to do a cost/patient analysis for every unit in the country
  • Survival rates for various surgeries (obviously controversial since some hospitals that have the lowest rates are actually the best since they get the hardest cases - but let's trust the public with the data)
  • Inspection data - especially if we launched something akin to the Institute for Health Management's Protecting 5 Millions Lives Campaign
  • I'm confident there is much, much more...

I can imagine a slew of services and analysis that emerge from these, if nothing than a citizenry that is better informed about the true state of its healthcare system. Even something as simple as being able to check ER wait times at all the hospitals near you, so you can drive to the one where the wait times are shortest. That would be nice.

Of course, if the Prime Minister wants to go beyond accountability and think about how data could directly reduce costs, he might take a look at one initiative launched south of the border.

If he did, he might be persuaded to demand that the provinces share a set of anonymized patient records to see if academics or others in the country might be able to build better models for how we should manage healthcare costs. In January of this year I witnessed the launch of the $3 million dollar Heritage Health Prize at the O'Reilly Strata Conference in San Diego. It is a stunningly ambitious, but realistic effort. As the press release notes:

Contestants in the challenge will be provided with a data set consisting of the de-identified medical records of 100,000 patients from the 2008 calendar year. Contestants will then be required to create a predictive algorithm to predict who was hospitalized during the 2009 calendar year. HPN will award the $3 million prize(more than twice what is paid for the Nobel Prize in medicine) to the first participant or team that passes the required level of predictive accuracy. In addition, there will be milestone prizes along the way, which will be awarded to teams leading the competition at various points in time.

In essence Heritage Health is doing to patient management what Netflix (through the $1M Netflix prize) did to movie selections. It's crowdsourcing the problem to get better results.

The problem is, any algorithm developed by the winners of the Heritage Health Prize will belong to... Heritage Health. This means the benefits of this innovation cannot benefit Canadians (nor anyone else). So why not launch a prize of our own. We have more data, I suspect our data is better (not limited to a single state) and we could place the winning algorithm in the public domain so that it can benefit all of humanity. If Canadian data helped find efficiencies that lowered healthcare costs and improved healthcare outcomes for everyone in the world... it could be the biggest contribution to global healthcare by Canada since Federick Banting discovered insulin and rescued diabetics everywhere.

Of course, open data, and sharing (even anonymized) patient data would be a radical experiment for government, something new, bold and different. But 6% growth is itself unsustainable and Canadians need to see that their government can do something bold, new and innovative. These initiatives would fit the bill.

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